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Disclosures archive

Archived disclosures, terms of business, and regulatory documents retained for historical reference.
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Terms of Business
Policies & Procedures
Regulatory Disclosures

Terms of Business

for retail clients

General Terms

Effective as of
November 1, 2023
-
March 26, 2025

General Terms

Effective as of
March 20, 2023
-
October 31, 2023

Schedule A: Custody

Effective as of
March 20, 2023
-
October 31, 2023

Schedule B: Market Data

Effective as of
March 20, 2023
-
October 31, 2023

Schedule C: Margin Trading

Effective as of
March 20, 2023
-
October 31, 2023

Schedule D: Mandatory SFTR Reporting

Effective as of
March 20, 2023
-
October 31, 2023

General Terms

Effective as of
November 1, 2023
-
March 26, 2025

General Terms

Effective as of
November 30, 2022
-
October 31, 2023

Schedule A: Accounts

Effective as of
November 30, 2022
-
October 31, 2023

Schedule B: Repurchase and Securities Lending & Borrowing

Effective as of
November 30, 2022
-
October 31, 2023

Schedule C: Agency

Effective as of
November 30, 2022
-
October 31, 2023

Schedule D: Market Data

Effective as of
November 30, 2022
-
October 31, 2023

Schedule E: Financing

Effective as of
November 30, 2022
-
October 31, 2023

Schedule F: Off-Exchange Purchase and Sale of Securities

Effective as of
November 30, 2022
-
October 31, 2023

Schedule G: Mandatory SFTR Reporting

Effective as of
November 30, 2022
-
October 31, 2023

General Terms

Effective as of
November 25, 2021
-
November 29, 2022

Schedule A: Custody

Effective as of
November 25, 2021
-
November 29, 2022

Schedule B: Off-Exchange Repo

Effective as of
November 25, 2021
-
November 29, 2022

Schedule C: Off-Exchange Securities Lending

Effective as of
November 25, 2021
-
November 29, 2022

Schedule D: Market Data

Effective as of
November 25, 2021
-
November 29, 2022

Schedule E: Financial Collateral Arrangements

Effective as of
November 25, 2021
-
November 29, 2022

Schedule F: Off-Exchange Purchase and Sale of Securities

Effective as of
November 25, 2021
-
November 29, 2022

General Terms of Dealing in Securities

Effective as of
December 27, 2022
-
October 31, 2023

Policies & Procedures

Best Execution Policy

Best Execution Policy

Effective as of
November 30, 2022
-
October 31, 2023

Best Execution Policy

Effective as of
November 22, 2021
-
November 29, 2022

Client Categorisation Policy

Effective as of
November 30, 2022
-
October 31, 2023

Client Categorisation Policy

Effective as of
November 22, 2021
-
November 29, 2022

Complaints Management Procedure

Effective as of
November 30, 2022
-
October 31, 2023

Complaints Management Procedure

Effective as of
November 22, 2021
-
November 29, 2022

Conflicts of Interest Policy

Effective as of
November 30, 2022
-
October 31, 2023

Conflicts of Interest Policy

Effective as of
November 22, 2021
-
November 29, 2022

Customer Privacy Notice

Effective as of
November 30, 2022
-
October 31, 2023

Customer Privacy Notice

Effective as of
November 22, 2021
-
November 20, 2022

Investor Compensation Fund Notice

Effective as of
March 20, 2023
-
October 31, 2023

Investor Compensation Fund Notice

Effective as of
October 25, 2022
-
March 19, 2023

Regulatory Disclosures

Pillar III Disclosure Report 2022

Effective as of
January 1, 2022
-
December 31, 2022

RTS 28 Report 2024 - SFTs - Professional Clients

Effective as of
January 1, 2024
-

Pillar III Disclosure Report 2021

Effective as of
January 1, 2021
-
December 31, 2021

RTS 28 Report 2024 - Retail Clients

Effective as of
January 1, 2024
-

Pillar III Disclosure Report 2023

Effective as of
January 1, 2023
-
December 31, 2023

RTS 28 Report 2024- Professional Clients

Effective as of
January 1, 2024
-

Pillar III Disclosure Report 2024

Effective as of
January 1, 2024
-
December 31, 2024

MiFID II Annual Reporting on the Quality of Execution Obtained 2024

Effective as of
January 1, 2024
-

RTS 28 Report 2022 - Retail Clients

Effective as of
January 1, 2022
-
December 31, 2022

RTS 28 Report 2023 - SFTs - Professional Clients

Effective as of
January 1, 2023
-

RTS 28 Report 2022 - Professional Clients

Effective as of
January 1, 2022
-
December 31, 2022

RTS 28 Report 2023 - Retail Clients

Effective as of
January 1, 2023
-

Annual Report on the Quality of Execution Obtained 2022

Effective as of
January 1, 2021
-
December 31, 2021

RTS 28 Report 2023 - Professional Clients

Effective as of
January 1, 2023
-

Annual Report on the Quality of Execution Obtained 2023

Effective as of
January 1, 2023
-
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Roemer Capital (Europe) Ltd is a private company incorporated and registered in Cyprus with company number HE 333287, authorised and regulated by the Cyprus Securities and Exchange Commission, CySEC Licence N 305/16 of 5 August 2016.

All investments are subject to risk of unpredictable loss in value, which may extend to a total loss of initial investment. Past performance is not a reliable indicator of future results. Performance forecasts are not a reliable indicator of future performance. Trading securities may not be appropriate for all investors.
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