Archive
Terms of Business for Retail Clients
General Terms (Effective 20 March 2023 – 31 October 2023)
333.89 Kb, pdf
Schedule A: Custody (Effective 20 March 2023 – 31 October 2023)
233.04 Kb, pdf
Schedule B: Market Data (Effective 20 March 2023 – 31 October 2023)
184.71 Kb, pdf
Schedule C: Margin Trading (Effective 20 March 2023 – 31 October 2023)
186.1 Kb, pdf
Schedule D: Mandatory SFTR Reporting (Effective 20 March 2023 – 31 October 2023)
149.89 Kb, pdf
Terms of Business for Professional Clients and Eligible Counterparties
General Terms (Effective 30 November 2022 – 31 October 2023)
328.03 Kb, pdf
Schedule A: Accounts (Effective 30 November 2022 – 31 October 2023)
330.83 Kb, pdf
Schedule B: Repurchase and Securities Lending & Borrowing (Effective 30 November 2022 – 31 October 2023)
271.97 Kb, pdf
Schedule C: Agency (Effective 30 November 2022 – 31 October 2023)
197.28 Kb, pdf
Schedule D: Market Data (Effective 30 November 2022 – 31 October 2023)
220.47 Kb, pdf
Schedule E: Financing (Effective 30 November 2022 – 31 October 2023)
169.33 Kb, pdf
Schedule F: Off-Exchange Purchase and Sale of Securities (Effective 30 November 2022 – 31 October 2023)
196.45 Kb, pdf
Schedule G: Mandatory SFTR Reporting (Effective 30 November 2022 – 31 October 2023)
155.57 Kb, pdf
General Terms (Effective 25 November 2021 – 29 November 2022)
269.99 Kb, pdf
Schedule A: Custody (Effective 25 November 2021 – 29 November 2022)
238.25 Kb, pdf
Schedule B: Off-Exchange Repo (Effective 25 November 2021 – 29 November 2022)
292.88 Kb, pdf
Schedule C: Off-Exchange Securities Lending (Effective 25 November 2021 – 29 November 2022)
248.68 Kb, pdf
Schedule D: Market Data (Effective 25 November 2021 – 29 November 2022)
187.49 Kb, pdf
Schedule E: Financial Collateral Arrangements (Effective 25 November 2021 – 29 November 2022)
244.29 Kb, pdf
Schedule F: Off-Exchange Purchase and Sale of Securities (Effective 25 November 2021 – 29 November 2022)
182.26 Kb, pdf
General Terms of Dealing in Securities
Company’s Policies & Procedures
Conflicts of Interest Policy (Effective 30 November 2022 – 31 October 2023)
220.16 Kb, pdf
Best Execution Policy (Effective 30 November 2022 – 31 October 2023)
349.3 Kb, pdf
Client Categorisation Policy (Effective 30 November 2022 – 31 October 2023)
178.21 Kb, pdf
Customer Privacy Notice (Effective 30 November 2022 – 31 October 2023)
221.58 Kb, pdf
Complaints Management Procedure (Effective 30 November 2022 – 31 October 2023)
179.42 Kb, pdf
Investor Compensation Fund Notice (Effective 20 March 2023 – 31 October 2023)
163.05 Kb, pdf
Investor Compensation Fund Notice (Effective 25 October 2022 – 19 March 2023)
150.81 Kb, pdf
Best Execution Policy (Effective 22 November 2021 – 29 November 2022)
351.48 Kb, pdf
Complaints Management Procedure (Effective 22 November 2021 – 29 November 2022)
200.01 Kb, pdf
Conflicts of Interest Policy (Effective 22 November 2021 – 29 November 2022)
259.93 Kb, pdf
Client Categorisation Policy (Effective 22 November 2021 – 29 November 2022)
226.17 Kb, pdf
Customer Privacy Notice (Effective 22 November 2021 – 29 November 2022)
262.82 Kb, pdf
Regulatory Disclosures
Pillar III Disclosure Report 2022
377.32 Kb, pdf
Pillar III Disclosure Report 2021
344.4 Kb, pdf
Pillar III Disclosure Report 2023
452.2 Kb, pdf
RTS 28 REPORT 2022 - RETAIL CLIENTS
86.76 Kb, pdf
RTS 28 REPORT 2022 - PROFESSIONAL CLIENTS
91.1 Kb, pdf
Annual Report on the Quality of Execution Obtained 2022
163.04 Kb, pdf