Archive
Terms of Business for Retail Clients
General Terms (Effective 20 March 2023 – 31 October 2023)
333.89 Kb, pdf
Schedule A: Custody (Effective 20 March 2023 – 31 October 2023)
233.04 Kb, pdf
Schedule B: Market Data (Effective 20 March 2023 – 31 October 2023)
184.71 Kb, pdf
Schedule C: Margin Trading (Effective 20 March 2023 – 31 October 2023)
186.1 Kb, pdf
Schedule D: Mandatory SFTR Reporting (Effective 20 March 2023 – 31 October 2023)
149.89 Kb, pdf
Terms of Business for Professional Clients and Eligible Counterparties
General Terms (Effective 30 November 2022 – 31 October 2023)
328.03 Kb, pdf
Schedule A: Accounts (Effective 30 November 2022 – 31 October 2023)
330.83 Kb, pdf
Schedule B: Repurchase and Securities Lending & Borrowing (Effective 30 November 2022 – 31 October 2023)
271.97 Kb, pdf
Schedule C: Agency (Effective 30 November 2022 – 31 October 2023)
197.28 Kb, pdf
Schedule D: Market Data (Effective 30 November 2022 – 31 October 2023)
220.47 Kb, pdf
Schedule E: Financing (Effective 30 November 2022 – 31 October 2023)
169.33 Kb, pdf
Schedule F: Off-Exchange Purchase and Sale of Securities (Effective 30 November 2022 – 31 October 2023)
196.45 Kb, pdf
Schedule G: Mandatory SFTR Reporting (Effective 30 November 2022 – 31 October 2023)
155.57 Kb, pdf
General Terms (Effective 25 November 2021 – 29 November 2022)
269.99 Kb, pdf
Schedule A: Custody (Effective 25 November 2021 – 29 November 2022)
238.25 Kb, pdf
Schedule B: Off-Exchange Repo (Effective 25 November 2021 – 29 November 2022)
292.88 Kb, pdf
Schedule C: Off-Exchange Securities Lending (Effective 25 November 2021 – 29 November 2022)
248.68 Kb, pdf
Schedule D: Market Data (Effective 25 November 2021 – 29 November 2022)
187.49 Kb, pdf
Schedule E: Financial Collateral Arrangements (Effective 25 November 2021 – 29 November 2022)
244.29 Kb, pdf
Schedule F: Off-Exchange Purchase and Sale of Securities (Effective 25 November 2021 – 29 November 2022)
182.26 Kb, pdf
General Terms of Dealing in Securities
Company’s Policies & Procedures
Conflicts of Interest Policy (Effective 30 November 2022 – 31 October 2023)
220.16 Kb, pdf
Best Execution Policy (Effective 30 November 2022 – 31 October 2023)
349.3 Kb, pdf
Client Categorisation Policy (Effective 30 November 2022 – 31 October 2023)
178.21 Kb, pdf
Customer Privacy Notice (Effective 30 November 2022 – 31 October 2023)
221.58 Kb, pdf
Complaints Management Procedure (Effective 30 November 2022 – 31 October 2023)
179.42 Kb, pdf
Investor Compensation Fund Notice (Effective 20 March 2023 – 31 October 2023)
163.05 Kb, pdf
Investor Compensation Fund Notice (Effective 25 October 2022 – 19 March 2023)
150.81 Kb, pdf
Best Execution Policy (Effective 22 November 2021 – 29 November 2022)
351.48 Kb, pdf
Complaints Management Procedure (Effective 22 November 2021 – 29 November 2022)
200.01 Kb, pdf
Conflicts of Interest Policy (Effective 22 November 2021 – 29 November 2022)
259.93 Kb, pdf
Client Categorisation Policy (Effective 22 November 2021 – 29 November 2022)
226.17 Kb, pdf
Customer Privacy Notice (Effective 22 November 2021 – 29 November 2022)
262.82 Kb, pdf